DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
J•••• S•••• B••••••••
Certified Financial Planner · Chartered Financial Consultant
Feed of 09/14/2026
Also filed as J•••• S• B••••••••• S•••• B••••••••
At current firm
9 y
since Jun 12, 2017
In the industry
13 y
since Nov 10, 2012 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Jun 12, 2017 · Las Vegas, Nv
- N••••••••• M••••• I••••••••• S••••••••• no RAUMOct 22, 2014 to Jun 5, 2017 · Las Vegas, Nv
- A••••••••• F•••••••• S•••••••• L•• national BDNov 12, 2012 to Aug 20, 2014 · Las Vegas, Nv
Moves
a registration end followed by a registration begin elsewhere
- N••••••••• M••••• I••••••••• S••••••••• to L•• F•••••••• L••left Jun 5, 2017, registered Jun 12, 2017 (7 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to N••••••••• M••••• I••••••••• S•••••••••left Aug 20, 2014, registered Oct 22, 2014 (63 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address