DFX Intelligence
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Registered advisor
R•••• R•••••• O••••
Feed of 09/23/2026
Also filed as R•••• R•••••• O••••••••• R•••••••••
At current firm
3 y
since Feb 9, 2023
In the industry
15 y
since Apr 1, 2011 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Feb 9, 2023 · Columbus, Oh
- E•••••••• A•••••••• L•• national BDOct 3, 2022 to Feb 9, 2023 · Columbus, Oh
Moves
a registration end followed by a registration begin elsewhere
- E•••••••• A•••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Feb 9, 2023, registered Feb 9, 2023 (0 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
Signals
- ••• LockedFeb 9, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address