DFX Intelligence
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Registered advisor
M•••••• E•••••••• A•••••••
Feed of 09/14/2026
Also filed as M•••••• E•••••••• A••••••••• A•••••••
At current firm
1 y
since Jul 10, 2025
In the industry
14 y
since Sep 24, 2012 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Jul 10, 2025 · Bandera, Tx
- N••• F•••••••• G••••• I••• formerOct 6, 2022 to Jul 10, 2025 · Houston, Tx
- N••• F•••••••• G••••• I••• formerSep 9, 2013 to Oct 24, 2014 · Bandera, Tx
Moves
a registration end followed by a registration begin elsewhere
- N••• F•••••••• G••••• I••• to L•• F•••••••• L••left Jul 10, 2025, registered Jul 10, 2025 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address