DFX Intelligence
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L•••• O•••• D••••
As of · the IAPD feed
- At current firm
- 1 y
- In the industry
- 10 y
- Prior registered firms
- 1
- Signals
- 1
since Jun 16, 2025
As of · the IAPD feed
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Registration history
IAPD current and previous registrations
- L•• E••••••••• L•• BD affiliated currentsince Jun 16, 2025 · Brooklyn, Ny
- A••••• C•••••• V••••••• L•• unclassifiedOct 1, 2024 to Mar 28, 2025 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- A••••• C•••••• V••••••• L•• to L•• E••••••••• L••left Mar 28, 2025, registered Jun 16, 2025 (80 days) · Other
Signals
- ••• LockedMar 28, 2025 · Advisor changed firm · fact
Transition signals
No combined mobility score is published yet. The signals above are on record, each with its own history and base rate.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address