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RIA Intelligence

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Registered advisor

J•••••• P••• D••••••••

R•••••• J•••• • A••••••••• I•••national BDBeachwood, Oh dual registrantIAPD 60933
Feed of 09/15/2026
At current firm
1 y
since Nov 7, 2024
In the industry
49 y
since Feb 1, 1977 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
Moves
a registration end followed by a registration begin elsewhere
Signals
  • ••• Locked
    Nov 8, 2024 · Advisor changed firm · fact
Transition signals

Mobility scoring is not published yet.

Provenance
Source
IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class
National broker-dealer RIAderived
Years in industry
49derivedfrom the earliest dated exam, employment or registration
Not published
disclosure flags, outside business text, branch street address