DFX Intelligence
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Registered advisor
K••• W•••• D•••
Feed of 09/14/2026
At current firm
8 y
since Apr 12, 2018
In the industry
13 y
since Nov 8, 2012 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Apr 12, 2018 · Effingham, Il
- C••••• A•••••• N••••••• L•• formerMay 29, 2013 to Jun 17, 2014 · Effingham, Il
Moves
a registration end followed by a registration begin elsewhere
- C••••• A•••••• N••••••• L•• to C••••• I••••••••• A••••••• L••left Jun 17, 2014, registered Apr 12, 2018 (1395 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address