DFX Intelligence
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Registered advisor
R••• R••••• N••••
Feed of 09/14/2026
Also filed as R••••• R••• N••••
At current firm
11 y
since Mar 5, 2015
In the industry
12 y
since Mar 10, 2014 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Mar 5, 2015 · Roseville, Ca
- W•••••• • R••• formerMar 10, 2014 to Jan 29, 2015 · Torrance, Ca
Moves
a registration end followed by a registration begin elsewhere
- W•••••• • R••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jan 29, 2015, registered Mar 5, 2015 (35 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address