DFX Intelligence
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Registered advisor
J••••• J•••
Feed of 09/15/2026
Also filed as J••••• J••••••••• J•••
At current firm
0 y
since Feb 13, 2026
In the industry
16 y
since Jan 1, 2010 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- U••• B•••••• A•••••••• L•• BD affiliated currentsince Feb 13, 2026 · Santa Clara, Ca
- U••• B•••••• I••••••••• I••• formerJul 16, 2018 to Feb 13, 2026 · Belmont, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseAug 17, 2016 to Jul 24, 2017 · Sunnyvale, Ca
Moves
a registration end followed by a registration begin elsewhere
- U••• B•••••• I••••••••• I••• to U••• B•••••• A•••••••• L••left Feb 13, 2026, registered Feb 13, 2026 (0 days) · corporate re-registration, not a move
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to U••• B•••••• I••••••••• I•••left Jul 24, 2017, registered Jul 16, 2018 (357 days) · Wirehouse to affiliated broker-dealer or bank
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address