DFX Intelligence
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Registered advisor
J•••• S••••••
Feed of 09/14/2026
Also filed as J•••• A• H•••••
At current firm
0 y
since Dec 8, 2025
In the industry
17 y
since Sep 1, 2009 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Dec 8, 2025 · Chepachet, Ri
- L•• F•••••••• L•• BD affiliatedJul 14, 2025 to Dec 12, 2025 · East Hartford, Ct
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to C••••• I••••••••• A••••••• L••left Dec 12, 2025, registered Dec 8, 2025 (-4 days) · Affiliated broker-dealer or bank to another · moved with a team
Signals
- ••• LockedDec 12, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address