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A••••• J•••• L•••••••••
Registered advisorat C•••••••• I••••••••• R••••••• A•••••••• I•••Dual registrant· Bemidji, MnIAPD 6181119
As of · the IAPD feed
- At current firm
- 10 y
- In the industry
- 13 y
- Prior registered firms
- 2
- Signals
- 0
since Jan 4, 2016
As of · the IAPD feed
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Jan 4, 2016 · Bemidji, Mn
- M•• F•••••••• S•••••••• I••• formerJan 2, 2015 to Jan 11, 2016 · Bemidji, Mn
- N•• E•••••• S••••••••• C••••••••• formerJan 29, 2014 to Jan 2, 2015 · Minneapolis, Mn
Moves
a registration end followed by a registration begin elsewhere
- M•• F•••••••• S•••••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Jan 11, 2016, registered Jan 4, 2016 (-7 days) · Other
- N•• E•••••• S••••••••• C••••••••• to M•• F•••••••• S•••••••• I•••left Jan 2, 2015, registered Jan 2, 2015 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address