DFX Intelligence
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Registered advisor
A•••• J•••• G•••••••••
Feed of 09/14/2026
At current firm
2 y
since Aug 12, 2024
In the industry
17 y
since Jun 1, 2009 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Aug 12, 2024 · Fresno, Ca
- C••••• I••••••••• A••••••• L•• BD affiliatedNov 15, 2013 to Aug 13, 2024 · Fresno, Ca
Moves
a registration end followed by a registration begin elsewhere
- C••••• I••••••••• A••••••• L•• to L•• F•••••••• L••left Aug 13, 2024, registered Aug 12, 2024 (-1 days) · Affiliated broker-dealer or bank to another
Signals
- ••• LockedAug 13, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address