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C••••••• E•••••••• H••••
Registered advisorat C•••••••• I••••••••• R••••••• A•••••••• I•••Dual registrant· Keller, Tx IAPD 6213061
As of · the IAPD feed
- At current firm
- 4 y
- In the industry
- 12 y
- Prior registered firms
- 1
- Signals
- 0
since Aug 2, 2022
As of · the IAPD feed
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Aug 2, 2022 · Keller, Tx
- E•••••••• A•••••••• L•• national BDAug 26, 2014 to Sep 8, 2015 · Scottsdale, Az
Moves
a registration end followed by a registration begin elsewhere
- E•••••••• A•••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Sep 8, 2015, registered Aug 2, 2022 (2520 days) · Affiliated broker-dealer or bank to another
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address