DFX Intelligence
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Registered advisor
T••••• M•••••••• G••••••
Feed of 09/14/2026
At current firm
0 y
since Jul 17, 2026
In the industry
13 y
since Jul 1, 2013 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- E•••••••• A•••••••• L•• national BD currentsince Jul 17, 2026 · Raleigh, Nc
- O•••• W•••••• I••• BD affiliatedJun 14, 2024 to Oct 9, 2024 · Southern Pines, Nc
- S••••••••• A•••••• A•••••••• I••• formerJul 26, 2022 to Jun 14, 2024 · Southern Pines, Nc
Moves
a registration end followed by a registration begin elsewhere
- O•••• W•••••• I••• to E•••••••• A•••••••• L••left Oct 9, 2024, registered Jul 17, 2026 (646 days) · Affiliated broker-dealer or bank to another
- S••••••••• A•••••• A•••••••• I••• to O•••• W•••••• I•••left Jun 14, 2024, registered Jun 14, 2024 (0 days) · corporate re-registration, not a move
Signals
- ••• LockedOct 9, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address