DFX Intelligence
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J••••••• M•••••• T••• C••••••
As of · the IAPD feed; also filed as J••••••• M•••••• T••••••••• M• C••••••••• C••••••
- At current firm
- 5 y
- In the industry
- 16 y
- Prior registered firms
- 1
- Signals
- 0
since Jun 10, 2021
As of · the IAPD feed; also filed as J••••••• M•••••• T••••••••• M• C••••••••• C••••••
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Jun 10, 2021 · Greenville, Sc
- U•• F•••••••• S••••••• I••• wirehouseApr 7, 2017 to Jun 7, 2021 · Greenville, Sc
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to A••••••••• F•••••••• S•••••••• L••left Jun 7, 2021, registered Jun 10, 2021 (3 days) · Wirehouse to affiliated broker-dealer or bank
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address