DFX Intelligence
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Registered advisor
J•••• L••• V••••••
Feed of 09/14/2026
At current firm
2 y
since Feb 20, 2024
In the industry
12 y
since Nov 1, 2013 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- E•••••••• A•••••••• L•• national BD currentsince Feb 20, 2024 · Ocala, Fl
- C••••• I••••••••• A••••••• L•• BD affiliatedJun 5, 2019 to Jan 29, 2024 · Ocala, Fl
- M•• S••••••••• I••• unclassifiedJan 12, 2017 to Jun 14, 2019 · Fishkill, Ny
- E•••••••• A•••••••• L•• national BDJun 2, 2014 to Dec 22, 2016 · Syracuse, Ny
Moves
a registration end followed by a registration begin elsewhere
- C••••• I••••••••• A••••••• L•• to E•••••••• A•••••••• L••left Jan 29, 2024, registered Feb 20, 2024 (22 days) · Affiliated broker-dealer or bank to another
- M•• S••••••••• I••• to C••••• I••••••••• A••••••• L••left Jun 14, 2019, registered Jun 5, 2019 (-9 days) · Other
- E•••••••• A•••••••• L•• to M•• S••••••••• I•••left Dec 22, 2016, registered Jan 12, 2017 (21 days) · Other
Signals
- ••• LockedJan 29, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address