DFX Intelligence
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Registered advisor
S••••• A••• B•••
Feed of 09/15/2026
At current firm
4 y
since Mar 9, 2022
In the industry
12 y
since Mar 26, 2014 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Mar 9, 2022 · Vienna, Va
- F•••••••• A••••••• S•••••••• L•• formerApr 28, 2016 to Jun 25, 2019 · Silver Springs, Md
Moves
a registration end followed by a registration begin elsewhere
- F•••••••• A••••••• S•••••••• L•• to C••••• I••••••••• A••••••• L••left Jun 25, 2019, registered Mar 9, 2022 (988 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address