DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
B•••••• S•••••• C•••••••
Feed of 09/15/2026
At current firm
11 y
since Jan 21, 2015
In the industry
12 y
since May 28, 2014 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Jan 21, 2015 · Saranac Lake, Ny
- W•••••• • R••• formerJun 10, 2014 to Jan 29, 2015 · Austin, Tx
Moves
a registration end followed by a registration begin elsewhere
- W•••••• • R••• to A••••••••• F•••••••• S•••••••• L••left Jan 29, 2015, registered Jan 21, 2015 (-8 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address