DFX Intelligence
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Registered advisor
J•••• F•••••• F••••••
Feed of 09/15/2026
Also filed as J•••• F•••••• F••••••
At current firm
2 y
since Aug 1, 2024
In the industry
12 y
since May 1, 2014 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- M•• I•••••••• S•••••••• L•• BD affiliated currentsince Aug 1, 2024 · Amesbury, Ma
- O•••• W•••••• I••• BD affiliatedNov 2, 2018 to Jul 12, 2024 · Scottsdale, Az
- S••••••• I••••••••• I••• formerJan 18, 2017 to Nov 2, 2018 · Boston, Ma
Moves
a registration end followed by a registration begin elsewhere
- O•••• W•••••• I••• to M•• I•••••••• S•••••••• L••left Jul 12, 2024, registered Aug 1, 2024 (20 days) · Affiliated broker-dealer or bank to another
- S••••••• I••••••••• I••• to O•••• W•••••• I•••left Nov 2, 2018, registered Nov 2, 2018 (0 days) · corporate re-registration, not a move
Signals
- ••• LockedJul 12, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address