DFX Intelligence
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Registered advisor
G•••••• S•••••••••
Feed of 09/14/2026
Also filed as G••• S•••••••••
At current firm
4 y
since Nov 1, 2021
In the industry
12 y
since Oct 1, 2013 (earliest exam, job or registration)
Prior registered firms
0
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••• A••••••• S•••••••• L•• BD affiliated currentsince Nov 1, 2021 · Garden City, Ny
Moves
a registration end followed by a registration begin elsewhere
No firm change on the tape.
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address