DFX Intelligence
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Registered advisor
K•••• R• F••••••
Feed of 09/14/2026
Also filed as K•••• R• F••••••••• R••••• F••••••
At current firm
0 y
since Apr 23, 2026
In the industry
12 y
since Jan 1, 2014 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- E•••••••• A•••••••• L•• national BD currentsince Apr 23, 2026 · Glenside, Pa
- L•• F•••••••• L•• BD affiliatedApr 21, 2021 to Jun 14, 2023 · Horsham, Pa
- M•• I•••••••• S•••••••• L•• BD affiliatedSep 14, 2017 to Feb 23, 2021 · Newtown Square, Pa
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to E•••••••• A•••••••• L••left Jun 14, 2023, registered Apr 23, 2026 (1044 days) · Affiliated broker-dealer or bank to another
- M•• I•••••••• S•••••••• L•• to L•• F•••••••• L••left Feb 23, 2021, registered Apr 21, 2021 (57 days) · Affiliated broker-dealer or bank to another
Signals
- ••• LockedJun 14, 2023 · Advisor changed firm · fact
Transition signals
No combined mobility score is published yet. The signals above are on record, each with its own history and base rate.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address