DFX Intelligence
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Registered advisor
C•••• O••• V•••••
Feed of 09/14/2026
At current firm
7 y
since Apr 18, 2019
In the industry
11 y
since Oct 3, 2014 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• • A••••••••• I••• national BD currentsince Apr 18, 2019 · Birmingham, Al
- A••••••••• F•••••••• S•••••••• L•• national BDMay 20, 2016 to Apr 29, 2019 · Montgomery, Al
- R•••••• J•••• • A••••••••• I••• national BDOct 6, 2014 to Jun 10, 2016 · Birmingham, Al
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to R•••••• J•••• • A••••••••• I•••left Apr 29, 2019, registered Apr 18, 2019 (-11 days) · Affiliated broker-dealer or bank to another
- R•••••• J•••• • A••••••••• I••• to A••••••••• F•••••••• S•••••••• L••left Jun 10, 2016, registered May 20, 2016 (-21 days) · Affiliated broker-dealer or bank to another
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address