DFX Intelligence
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Q•••••• J••••••
As of · the IAPD feed; also filed as Q•••••• J••••••••• D•••••• J••••••
- At current firm
- 4 y
- In the industry
- 12 y
- Prior registered firms
- 2
- Signals
- 0
since Nov 30, 2021
As of · the IAPD feed; also filed as Q•••••• J••••••••• D•••••• J••••••
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Registration history
IAPD current and previous registrations
- C•••••• S••••• • C••• I••• national BD currentsince Nov 30, 2021 · Westlake, Tx
- T• A••••••••• I••••••••• M••••••••• L•• formerDec 3, 2014 to Nov 30, 2021 · Fort Worth, Tx
- T• A••••••••• I••• formerDec 3, 2014 to Nov 30, 2021 · Fort Worth, Tx
Moves
a registration end followed by a registration begin elsewhere
- T• A••••••••• I••••••••• M••••••••• L•• to C•••••• S••••• • C••• I•••left Nov 30, 2021, registered Nov 30, 2021 (0 days) · channel change inside one enterprise, not a move
- T• A••••••••• I••• to C•••••• S••••• • C••• I•••left Nov 30, 2021, registered Nov 30, 2021 (0 days) · channel change inside one enterprise, not a move · moved with a team
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address