DFX Intelligence
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Registered advisor
A•••••••• A•••••
Feed of 09/14/2026
Also filed as A•••••••• A••••• B•••••••••
At current firm
7 y
since Jan 14, 2019
In the industry
11 y
since Apr 1, 2015 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Jan 14, 2019 · Dania, Fl
- L•• F•••••••• L•• BD affiliatedAug 25, 2015 to Dec 3, 2018 · Miami, Fl
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to C••••• I••••••••• A••••••• L••left Dec 3, 2018, registered Jan 14, 2019 (42 days) · RIA to affiliated broker-dealer or bank
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address