DFX Intelligence
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Registered advisor
B•••• Z••••
Feed of 09/14/2026
Also filed as B•••• Z••••
At current firm
2 y
since Jan 11, 2024
In the industry
11 y
since Nov 1, 2014 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- E•••••••• A•••••••• L•• national BD currentsince Jan 11, 2024 · Tukwila, Wa
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJun 21, 2022 to Sep 12, 2023 · Westmont, Il
- F••••••• P••••••• A•• W•••••••• A••••••• formerAug 3, 2021 to Sep 28, 2021 · Warrenville, Il
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to E•••••••• A•••••••• L••left Sep 12, 2023, registered Jan 11, 2024 (121 days) · Wirehouse to affiliated broker-dealer or bank
- F••••••• P••••••• A•• W•••••••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Sep 28, 2021, registered Jun 21, 2022 (266 days) · Affiliated broker-dealer or bank to wirehouse
Signals
- ••• LockedSep 12, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address