DFX Intelligence
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Registered advisor
C••••••••• H•••• L••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as C••••••••• H• L••••
At current firm
6 y
since Jul 8, 2020
In the industry
11 y
since Mar 1, 2015 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L••••• I••••••• W••••• M••••••••• state registered currentsince Jul 8, 2020 · The Woodlands, Tx
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJul 13, 2015 to Jun 18, 2020 · The Woodlands, Tx
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to L••••• I••••••• W••••• M•••••••••left Jun 18, 2020, registered Jul 8, 2020 (20 days) · Wirehouse to a state-registered adviser · moved with a team
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address