DFX Intelligence
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Registered advisor
H••••• M•••••• H•••
Feed of 09/14/2026
Also filed as H••••• M• H••••••••• M•••••• H••••••••• H•••
At current firm
1 y
since Nov 6, 2024
In the industry
10 y
since Nov 28, 2015 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••• S••••• • C••• I••• national BD currentsince Nov 6, 2024 · Millburn, Nj
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseNov 30, 2015 to Apr 25, 2016 · Pennington, Nj
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C•••••• S••••• • C••• I•••left Apr 25, 2016, registered Nov 6, 2024 (3117 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address