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L•••• A•••••• S••••
Registered advisorat S•••••• N••••••• • C••••••• I•••••••••Dual registrant· St. Louis, MoIAPD 6541073
As of · the IAPD feed; also filed as L•••• A•••••• S••••••••• S••••
- At current firm
- 4 y
- In the industry
- 10 y
- Prior registered firms
- 1
- Signals
- 0
since Apr 5, 2022
As of · the IAPD feed; also filed as L•••• A•••••• S••••••••• S••••
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Registration history
IAPD current and previous registrations
- S•••••• N••••••• • C••••••• I••••••••• national BD currentsince Apr 5, 2022 · St. Louis, Mo
- S•••••• N••••••• • C••••••• I••••••••• national BDSep 8, 2020 to Apr 4, 2022 · St. Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
No firm change on the tape.
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address