DFX Intelligence
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Registered advisor
J••••••• W••••••••• T••••• K••••••
Feed of 09/14/2026
Also filed as J••••••• K••••••••• W••••••••• T••••• K••••••••• W• T• K••••••
At current firm
5 y
since Oct 30, 2020
In the industry
10 y
since Oct 1, 2015 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Oct 30, 2020 · Akron, Oh
- U•• F•••••••• S••••••• I••• wirehouseApr 6, 2016 to Nov 10, 2020 · Akron, Oh
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to A••••••••• F•••••••• S•••••••• L••left Nov 10, 2020, registered Oct 30, 2020 (-11 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address