DFX Intelligence
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Registered advisor
C•••• J••••• G••••
Feed of 09/15/2026
Also filed as C•••• J• G••••••••• G••••••••• J••••• G••••
At current firm
4 y
since Aug 17, 2022
In the industry
15 y
since Apr 1, 2011 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Aug 17, 2022 · Charlotte, Nc
- F••••••• P••••••• A•• W•••••••• A••••••• formerJun 18, 2021 to Jul 20, 2022 · Charlotte, Nc
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseAug 1, 2018 to Apr 7, 2021 · Boston, Ma
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJan 19, 2016 to Oct 25, 2016 · Jacksonville, Fl
Moves
a registration end followed by a registration begin elsewhere
- F••••••• P••••••• A•• W•••••••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jul 20, 2022, registered Aug 17, 2022 (28 days) · Affiliated broker-dealer or bank to wirehouse
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to F••••••• P••••••• A•• W•••••••• A•••••••left Apr 7, 2021, registered Jun 18, 2021 (72 days) · Wirehouse to affiliated broker-dealer or bank
Signals
- ••• LockedJul 20, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address