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Registered advisor
K•••••• N•••• M••••••
Feed of 09/15/2026
Also filed as K•••••• N•••• S••••••••• S••••••••• N•••• S••••••••
At current firm
5 y
since Sep 13, 2021
In the industry
10 y
since Dec 1, 2015 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Sep 13, 2021 · Oceanside, Ca
- F••••••• P••••••• A•• W•••••••• A••••••• formerApr 22, 2021 to Aug 17, 2021 · San Diego, Ca
- T• A••••••••• I••••••••• M••••••••• L•• formerJun 28, 2016 to Mar 10, 2019 · Walnut Creek, Ca
- T• A••••••••• I••• formerJun 28, 2016 to Dec 18, 2020 · Walnut Creek, Ca
Moves
a registration end followed by a registration begin elsewhere
- F••••••• P••••••• A•• W•••••••• A••••••• to L•• F•••••••• L••left Aug 17, 2021, registered Sep 13, 2021 (27 days) · Affiliated broker-dealer or bank to another
- T• A••••••••• I••• to F••••••• P••••••• A•• W•••••••• A•••••••left Dec 18, 2020, registered Apr 22, 2021 (125 days) · Other
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Mar 10, 2019, registered Jun 28, 2016 (-985 days) · channel change inside one enterprise, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address