DFX Intelligence
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Registered advisor
M•••••• A•••• P•••••
Feed of 09/14/2026
Also filed as M•••••• P••••••••• A• P•••••
At current firm
0 y
since Jun 15, 2026
In the industry
13 y
since Aug 1, 2013 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Jun 15, 2026 · Johnson City, Tn
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseNov 5, 2019 to Jun 15, 2026 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to L•• F•••••••• L••left Jun 15, 2026, registered Jun 15, 2026 (0 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
Signals
- ••• LockedJun 15, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address