DFX Intelligence
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Registered advisor
D•••• J• W•••
Certified Financial Planner
Feed of 09/14/2026
Also filed as D•••• W••••••••• J•••• W•••
At current firm
4 y
since Sep 13, 2022
In the industry
10 y
since Jun 1, 2016 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••• S••••• • C••• I••• national BD currentsince Sep 13, 2022 · Cincinnati, Oh
- F••••••• P••••••• A•• W•••••••• A••••••• formerApr 29, 2019 to Jul 14, 2022 · Indianapolis, In
Moves
a registration end followed by a registration begin elsewhere
- F••••••• P••••••• A•• W•••••••• A••••••• to C•••••• S••••• • C••• I•••left Jul 14, 2022, registered Sep 13, 2022 (61 days) · Affiliated broker-dealer or bank to another
Signals
- ••• LockedJul 14, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address