DFX Intelligence
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Registered advisor
K•••••••• M•••• H•••••
Feed of 09/14/2026
Also filed as K•••••••• N••••••••• M•••• F••••••••• F••••••••• M• N••••••••• M•••• N••••
At current firm
0 y
since Feb 13, 2026
In the industry
10 y
since Feb 1, 2016 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- U••• B•••••• A•••••••• L•• BD affiliated currentsince Feb 13, 2026 · Newport Beach, Ca
- U••• B•••••• I••••••••• I••• formerJan 3, 2017 to Feb 13, 2026 · Geneva, Il
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMar 31, 2016 to Dec 22, 2016 · Chicago, Il
Moves
a registration end followed by a registration begin elsewhere
- U••• B•••••• I••••••••• I••• to U••• B•••••• A•••••••• L••left Feb 13, 2026, registered Feb 13, 2026 (0 days) · corporate re-registration, not a move
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to U••• B•••••• I••••••••• I•••left Dec 22, 2016, registered Jan 3, 2017 (12 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address