DFX Intelligence
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Registered advisor
B••••••• D•••••• H•••••
Feed of 09/14/2026
Also filed as B•• H•••••
At current firm
5 y
since Apr 12, 2021
In the industry
10 y
since Mar 1, 2016 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Apr 12, 2021 · Winston Salem, Nc
- R•••••• J•••• • A••••••••• I••• national BDDec 7, 2018 to Apr 5, 2021 · Chapel Hill, Nc
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• • A••••••••• I••• to L•• F•••••••• L••left Apr 5, 2021, registered Apr 12, 2021 (7 days) · Affiliated broker-dealer or bank to another
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address