DFX Intelligence
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Registered advisor
J••••• M•••••• B•••
Feed of 09/14/2026
Also filed as J••••• B••••••• B•••
At current firm
3 y
since Aug 11, 2023
In the industry
10 y
since Mar 1, 2016 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••• S••••• • C••• I••• national BD currentsince Aug 11, 2023 · Huntersville, Nc
- T• A••••••••• I••••••••• M••••••••• L•• formerMay 11, 2022 to Sep 7, 2023 · Huntersville, Nc
- T• A••••••••• I••• formerMay 11, 2022 to Oct 14, 2022 · Huntersville, Nc
- L•• F•••••••• L•• BD affiliatedApr 1, 2021 to May 2, 2022 · Fort Mill, Sc
- U•• F•••••••• S••••••• I••• wirehouseMar 7, 2017 to Apr 6, 2021 · Charlotte, Nc
Moves
a registration end followed by a registration begin elsewhere
- T• A••••••••• I••••••••• M••••••••• L•• to C•••••• S••••• • C••• I•••left Sep 7, 2023, registered Aug 11, 2023 (-27 days) · corporate re-registration, not a move
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Oct 14, 2022, registered May 11, 2022 (-156 days) · corporate re-registration, not a move
- L•• F•••••••• L•• to T• A••••••••• I•••left May 2, 2022, registered May 11, 2022 (9 days) · Other
- U•• F•••••••• S••••••• I••• to L•• F•••••••• L••left Apr 6, 2021, registered Apr 1, 2021 (-5 days) · Wirehouse to affiliated broker-dealer or bank
Signals
- ••• LockedMay 2, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address