DFX Intelligence
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Registered advisor
F•••• A• P•••• D••••••
Feed of 09/14/2026
Also filed as F•••• P••••••••• A•••••••• P•••• D••••••
At current firm
1 y
since Apr 22, 2025
In the industry
13 y
since Jul 1, 2013 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- E•••••••• A•••••••• L•• national BD currentsince Apr 22, 2025 · Miami, Fl
- A••••••••• F•••••••• S•••••••• L•• national BDNov 8, 2021 to May 5, 2025 · Coral Gables, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseDec 22, 2016 to Nov 9, 2021 · Pinecrest, Fl
- C••••• I••••••••• A••••••• L•• BD affiliatedOct 17, 2016 to Dec 20, 2016 · Miami, Fl
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to E•••••••• A•••••••• L••left May 5, 2025, registered Apr 22, 2025 (-13 days) · Affiliated broker-dealer or bank to another
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to A••••••••• F•••••••• S•••••••• L••left Nov 9, 2021, registered Nov 8, 2021 (-1 days) · Wirehouse to affiliated broker-dealer or bank
- C••••• I••••••••• A••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Dec 20, 2016, registered Dec 22, 2016 (2 days) · Other
Signals
- ••• LockedMay 5, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address