DFX Intelligence
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S••••• P•••• K•••
As of · the IAPD feed; also filed as S••••• K••••••••• K••••••••• P•••• K•••
- At current firm
- 1 y
- In the industry
- 10 y
- Prior registered firms
- 1
- Signals
- 0
since Jan 3, 2025
As of · the IAPD feed; also filed as S••••• K••••••••• K••••••••• P•••• K•••
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Registration history
IAPD current and previous registrations
- C•••••• S••••• • C••• I••• national BD currentsince Jan 3, 2025 · Richfield, Oh
- C•••••• S••••• • C••• I••• national BDOct 22, 2018 to Mar 7, 2023 · Richfield, Oh
Moves
a registration end followed by a registration begin elsewhere
No firm change on the tape.
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address