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Registered advisor

S••••• O•••••••••

W•••••• B•••• • C•••••• L•••••BD affiliatedBaltimore, Md dual registrantIAPD 6690585

Feed of 09/24/2026

Also filed as S••••• O••••••••• R••••• O•••••••••

At current firm

0 y

since Sep 23, 2026

In the industry

10 y

since Aug 1, 2016 (earliest exam, job or registration)

Prior registered firms

3

IAPD previous registrations

State registrations

1

current, as an IAR

Firms today

1

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

2

dated events on this person

Registration history

IAPD current and previous registrations

W•••••• B•••• • C•••••• L••••• BD affiliated current
since Sep 23, 2026 · Baltimore, Md

O•••• W•••••• I••• BD affiliated
Jan 24, 2025 to Sep 9, 2026 · Hunt Valley, Md
O•••• F•• I••• former
May 16, 2018 to Jan 24, 2025 · Hunt Valley, Md
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Feb 14, 2017 to Mar 8, 2018 · Hunt Valley, Md

Moves

a registration end followed by a registration begin elsewhere

O•••• W•••••• I••• to W•••••• B•••• • C•••••• L•••••
left Sep 9, 2026, registered Sep 23, 2026 (14 days) · Affiliated broker-dealer or bank to another
O•••• F•• I••• to O•••• W•••••• I•••
left Jan 24, 2025, registered Jan 24, 2025 (0 days) · corporate re-registration, not a move
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to O•••• F•• I•••
left Mar 8, 2018, registered May 16, 2018 (69 days) · Wirehouse to affiliated broker-dealer or bank

Signals

••• Locked
Sep 23, 2026 · Advisor registered · fact
••• Locked
Sep 9, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address