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Registered advisor
C•••••••• A•••••• C••••
Feed of 09/15/2026
Also filed as C•••••••• C••••••••• A• C••••
At current firm
0 y
since Aug 31, 2026
In the industry
10 y
since Aug 1, 2016 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••• S••••• • C••• I••• national BD currentsince Aug 31, 2026 · S Abington Township, Pa
- T• A••••••••• I••••••••• M••••••••• L•• formerMar 19, 2018 to Dec 31, 2020 · Moosic, Pa
- T• A••••••••• I••• formerMar 19, 2018 to Jan 11, 2021 · Moosic, Pa
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseNov 22, 2016 to Feb 16, 2018 · Scranton, Pa
Moves
a registration end followed by a registration begin elsewhere
- T• A••••••••• I••• to C•••••• S••••• • C••• I•••left Jan 11, 2021, registered Aug 31, 2026 (2058 days) · channel change inside one enterprise, not a move · moved with a team
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Dec 31, 2020, registered Mar 19, 2018 (-1018 days) · corporate re-registration, not a move
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to T• A••••••••• I••••••••• M••••••••• L••left Feb 16, 2018, registered Mar 19, 2018 (31 days) · Wirehouse to independent RIA
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address