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Registered advisorat E•••••••• A•••••••• L••Dual registrant· Milwaukee, WiIAPD 6756182
At current firm
4 y
since Aug 9, 2022
In the industry
18 y
Prior registered firms
2
Signals
0
As of · the IAPD feed
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Registration history
IAPD current and previous registrations
  • V••••••••• unclassified
    Jan 15, 2019 to Dec 31, 2019 · Elm Grove, Wi
  • V••••••••• unclassified
    Mar 6, 2017 to Dec 31, 2018 · Elm Grove, Wi
Moves
a registration end followed by a registration begin elsewhere
Signals
No dated event on this person.
Transition signals

Mobility scoring is not published yet.

Provenance
Source
IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class
National broker-dealer RIAderived
Years in industry
18derivedfrom the earliest dated exam, employment or registration
Not published
disclosure flags, outside business text, branch street address