DFX Intelligence
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Registered advisor
S•••• M• M•••• B•••
Feed of 09/15/2026
Also filed as S•••• M•••• W•••••••
At current firm
4 y
since May 23, 2022
In the industry
11 y
since Apr 1, 2015 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- U•• F•••••••• S••••••• I••• wirehouse currentsince May 23, 2022 · Tulsa , Ok
- L•• F•••••••• L•• BD affiliatedSep 6, 2018 to May 16, 2022 · Tulsa, Ok
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to U•• F•••••••• S••••••• I•••left May 16, 2022, registered May 23, 2022 (7 days) · RIA to wirehouse
Signals
- ••• LockedMay 16, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address