DFX Intelligence
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Registered advisor
K•••• D••• W•••••
Certified Financial Planner
Feed of 09/14/2026
ContactWhat is shown hereOnly business contact points published by the advisor’s firm, on its own site or advisor directory, and matched to this registered advisor with a second fact beyond the name. Nothing is inferred or guessed; an office or team line is labelled as such and never shown as a direct line.
what the firm publishes for this advisor, each with the page it was read from
- Office line
- ••• Lockedreportedsidoxia.comfirm site, Sep 16, 2026
- Advisor profile
- ••• Lockedreportedsidoxia.comfirm site, Sep 16, 2026
- Advisor profile
- ••• Lockedreportedsidoxia.comfirm site, Sep 16, 2026
At current firm
1 y
since Jul 23, 2025
In the industry
12 y
since Jan 1, 2014 (earliest exam, job or registration)
Prior registered firms
0
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
n/a
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Professional profileWhat is shown hereOnly business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
title, designations and roles as the firm prints them
- Title
- Vice President, Operations and Researchreportedsidoxia.comfirm site, Sep 16, 2026
- Designations
- CFPreportedsidoxia.comas printed on the bio page, Sep 16, 2026
Registration history
IAPD current and previous registrations
- S•••••• C•••••• M••••••••• L•• independent RIA currentsince Jul 23, 2025 · Newport Beach, Ca
Moves
a registration end followed by a registration begin elsewhere
No firm change on the tape.
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address