DFX Intelligence
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Registered advisor
T•••••• S•••• N••••
Feed of 09/15/2026
Also filed as T•••••• N••••
At current firm
1 y
since Nov 4, 2024
In the industry
11 y
since Aug 1, 2015 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- U•• F•••••••• S••••••• I••• wirehouse currentsince Nov 4, 2024 · New York, Ny
- O•••• W•••••• I••• BD affiliatedFeb 26, 2020 to Nov 6, 2024 · Islandia, Ny
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJul 27, 2018 to Oct 31, 2019 · Melville, Ny
Moves
a registration end followed by a registration begin elsewhere
- O•••• W•••••• I••• to U•• F•••••••• S••••••• I•••left Nov 6, 2024, registered Nov 4, 2024 (-2 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to O•••• W•••••• I•••left Oct 31, 2019, registered Feb 26, 2020 (118 days) · Wirehouse to affiliated broker-dealer or bank
Signals
- ••• LockedNov 6, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address