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G••••• S•••••••••
Registered advisorat S•••••• N••••••• • C••••••• I•••••••••Dual registrant· Baltimore, MdIAPD 6836980
As of · the IAPD feed; also filed as G••••• S••••••••• B••••• S•••••••••
- At current firm
- 3 y
- In the industry
- 11 y
- Prior registered firms
- 1
- Signals
- 0
since Mar 27, 2023
As of · the IAPD feed; also filed as G••••• S••••••••• B••••• S•••••••••
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Registration history
IAPD current and previous registrations
- S•••••• N••••••• • C••••••• I••••••••• national BD currentsince Mar 27, 2023 · Baltimore, Md
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseSep 13, 2017 to Apr 5, 2021 · Hunt Valley, Md
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to S•••••• N••••••• • C••••••• I•••••••••left Apr 5, 2021, registered Mar 27, 2023 (721 days) · Wirehouse to affiliated broker-dealer or bank
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address