DFX Intelligence
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Registered advisor
E••• C•••••• E•••••••
Feed of 09/14/2026
Also filed as E••• C•••••• E••••••••• E•••••••
At current firm
4 y
since Jun 30, 2022
In the industry
11 y
since Sep 1, 2015 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- U•• F•••••••• S••••••• I••• wirehouse currentsince Jun 30, 2022 · Wayzata, Mn
- F••••••• P••••••• A•• W•••••••• A••••••• formerJan 14, 2022 to Jun 7, 2022 · Rosemount, Mn
Moves
a registration end followed by a registration begin elsewhere
- F••••••• P••••••• A•• W•••••••• A••••••• to U•• F•••••••• S••••••• I•••left Jun 7, 2022, registered Jun 30, 2022 (23 days) · Affiliated broker-dealer or bank to wirehouse
Signals
- ••• LockedJun 7, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address