DFX Intelligence
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Registered advisor
V••••••• T••••• L••••••
Feed of 09/14/2026
Also filed as V••••••• L••••••••• L••••••
At current firm
1 y
since Feb 28, 2025
In the industry
19 y
since Jan 1, 2007 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- E•••••••• A•••••••• L•• national BD currentsince Feb 28, 2025 · Tampa, Fl
- R•••••• J•••• • A••••••••• I••• national BDJul 3, 2019 to Nov 10, 2020 · St. Petersburg, Fl
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• • A••••••••• I••• to E•••••••• A•••••••• L••left Nov 10, 2020, registered Feb 28, 2025 (1571 days) · Affiliated broker-dealer or bank to another
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address