DFX Intelligence
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Registered advisor
A•••••• M•••••• C••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as A•••••• C••••••••• M• C••••
At current firm
5 y
since Aug 27, 2021
In the industry
10 y
since Aug 1, 2016 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••• S••••• • C••• I••• national BD currentsince Aug 27, 2021 · Washington, Dc
- T• A••••••••• I••••••••• M••••••••• L•• formerFeb 2, 2023 to Sep 7, 2023 · Washington, Dc
Moves
a registration end followed by a registration begin elsewhere
- T• A••••••••• I••••••••• M••••••••• L•• to no registered destinationleft Sep 7, 2023 · Departure, no registered destination
Signals
- ••• LockedSep 7, 2023 · Advisor departure · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address