DFX Intelligence
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Registered advisor
E•••••• M••••• J•••••
Feed of 09/15/2026
Also filed as E•••••• J•••••
At current firm
3 y
since Jul 27, 2023
In the industry
15 y
since Jun 1, 2011 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- K••••• A••••••• S•••••••• L•• BD affiliated currentsince Jul 27, 2023 · Austin, Tx
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJan 7, 2019 to Jul 17, 2023 · Cincinnati, Oh
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to K••••• A••••••• S•••••••• L••left Jul 17, 2023, registered Jul 27, 2023 (10 days) · Wirehouse to affiliated broker-dealer or bank
Signals
- ••• LockedJul 17, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address