DFX Intelligence
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Registered advisor
T•••• W•••• W••••
Feed of 09/14/2026
Also filed as T•••• W•••• W••••••••• W•••• W••••••••• W••••
At current firm
1 y
since Sep 3, 2025
In the industry
11 y
since May 1, 2015 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- M•• I•••••••• S•••••••• L•• BD affiliated currentsince Sep 3, 2025 · Valdosta, Ga
- L•• F•••••••• L•• BD affiliatedSep 24, 2024 to Sep 5, 2025 · Voldosta, Ga
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to M•• I•••••••• S•••••••• L••left Sep 5, 2025, registered Sep 3, 2025 (-2 days) · Affiliated broker-dealer or bank to another · moved with a team
Signals
- ••• LockedSep 5, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address