DFX Intelligence
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Registered advisor
A•••••• N• B••••
Feed of 09/14/2026
Also filed as A•••••• N••••• B••••••••• B••••
At current firm
4 y
since Nov 1, 2021
In the industry
15 y
since May 1, 2011 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Nov 1, 2021 · Chicago, Il
- F••••••• P••••••• A•• W•••••••• A••••••• formerNov 14, 2019 to Aug 30, 2021 · Covington, Ky
Moves
a registration end followed by a registration begin elsewhere
- F••••••• P••••••• A•• W•••••••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Aug 30, 2021, registered Nov 1, 2021 (63 days) · Affiliated broker-dealer or bank to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address